| |
transaction of public business and preserved or
appropriate for preservation by that agency or its
legitimate successor as evidence of the organization,
functions, policies, decisions, procedures, operations, or
other activities of the government or because of the
information value of data in them.
Library and museum material made or acquired or
preserved solely for reference or exhibition purposes,
extra copies of documents preserved only for
convenience of reference, and stocks of publications and
of processed documents are not included.
The Standard Organization and Regulations of the
U.S. Navy (SORM), OPNAVINST 3120.32B, defines
official correspondence as all written material,
documents, publications, charts, messages, and so forth,
addressed to or sent from a command. These regulations
prohibit persons having custody, possession, or control
of official correspondence, forms, or records knowingly
to deliver them or divulge their contents to any person
not authorized to receive them. They prohibit selling,
bartering, or trading official correspondence for
monetary gain or other consideration.
Nonrecord material, then, may be defined as any
material that serves no documentary or record purpose.
(See SECNAVINST 5212.5C, appendix F, item 69.) In
other words, it is material that is not worth having
around except for a limited time. Within this category
are items such as the following:
Rough drafts, extra copies of letters kept for
convenience of reference or for tickler purposes
Some forms of publications received from other
than government agencies and commercial firms
(catalogs, trade journals)
Items of only temporary value that serve no
purpose once action is completed
Reproduction materials, such as stencils,
hectograph masters, and offset plates
Shorthand notes, stenographic notebooks, and
stenotype tapes that have been transcribed
It isnt always easy, or necessafy, to draw a neat
distinction between record and nonrecord material and
apply a hard and fast rule to each item. Each should be
matched with a retention standard from SECNAVINST
5212.5C, and regularly disposed of by destruction or
transfer to a records center. On rare occasions, it may be
decided that because of some special circumstance,
some items normally scheduled for destruction should
be retained longer or indefinitely. In such cases the items
would be transferred to a records center for further
retention, rather than destroyed. But if you are as
familiar with the business of your office as you should
be, you wont have much trouble in applying the right
disposal provisions to the records as they accumulate.
And, normally, records should be disposed of promptly
as scheduled.
Going back to the wording of the 82 Statute 1299,
appropriate for preservation gives you a good rule of
thumb as to whether or not an item should be destroyed
or even filed in the first place, although almost
everything that comes into your hands is filed for at least
a short time.
WHAT GOVERNS DISPOSAL
The United States Code provides for fines and
penalties including imprisonment, for unlawful and
willful destruction or removal of government records.
The Records Disposal Act of 1943 established the means
to obtain legal authority for destruction of government
records that are of no future value. This authority is
granted by the Archivist of the United States. The
National Archives and Records Administration (NARA)
establishes procedures pertaining to disposal of
government records.
To avoid indiscriminate destruction or removal of
Navy records, Navy Regulations, 1990, Article 1115,
states, No person without proper authority shall
withdraw official records or destroy them or withdraw
them from those persons authorized to have access to
them.
AUTHORITY FOR DISPOSAL
SECNAVINST 5212.5C provides the authority for
disposition of naval records, including naval
correspondence, accumulated by naval activities ashore
and afloat. Recommendations for changes to this
instruction must be addressed to the Chief of Naval
Operations. Recommended changes must include a
description of the records, a statement of their purpose
and use, and justification for the change. A sample
should be submitted for any record recommended for
periodic destruction.
DISPOSITION RESPONSIBILITY
The individual responsible for custody of official
records at your activity also has the additional
responsibility of making sure official files are disposed
of according to the appropriate disposal instructions.
6-8
|