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applied to afloat units in OPNAVINST 5100.21B,
Afloat Mishap Investigation and Reporting.
TESTIMONIAL IMMUNITY
Federal law requires the U.S. Navy to make
available to other federal agencies copies of mishap
investigations occurring ashore. Because of this
potential widespread distribution, we dont use the
concept of privilege to gather information for shore
mishaps. Instead, we use a similar concept that promises
the witnesses testimonial immunity.
We grant testimonial immunity to gather
information that might not ordinarily be volunteered.
Although less encompassing than the concept of
privilege used by the mishap investigation boards for
afloat and aviation mishaps, testimonial immunity
protects individuals from adverse action based solely on
the information they provide.
As we saw with afloat and aviation mishaps, a
complete and comprehensive mishap investigation is an
essential tool in identifying the cause of a mishap and
thereby preventing recurrence. The primary source of
shore mishap information in the past was a Judge
Advocate General (JAG) investigation. However, the
JAGMAN investigation can be used to determine
accountability and culpability.
The Manual of the Judge Advocate General, JAG
Instruction 5800.7C, governs the JAG Manual
investigation. In a JAG Manual investigation, however,
the reluctance of witnesses to divulge information for
fear of being punished might lead to the loss of valuable
safety information. The purpose of the safety
investigation is mishap prevention, not the deter-
mination of accountability. That is why we use the
concept of testimonial immunity for shore mishap
investigations.
Individuals may be reluctant to reveal information
pertinent to a shore mishap because they believe certain
uses of the information could be embarrassing or
detrimental to themselves, their fellow service
members, their command, their employer, or others.
They may also elect to withhold information by
exercising their constitutional right to avoid self-
incrimination.
We must assure members of the armed forces that
they may confide in others for the mutual benefit of
fellow service members without incurring personal
jeopardy in the process. Witnesses do not provide
statements to shore mishap investigation boards under
oath, and requiring them to do so is prohibited. Mishap
investigators must advise witnesses, in writing, of the
purpose for which they are providing a statement and of
the limited use to be made of the statement (fig. 4-1).
The witnesses statements are not limited to matters they
could testify about in court. They may be invited to
express opinions and speculate on possible causes of the
mishap.
The Department of the Navy will not use
information gathered under the concept of testimonial
immunity as follows:
In mating any determination affecting the
interest of an individual providing the informa-
tion
As evidence, or to obtain evidence, in deter-
mining misconduct or the line-of-duty status of
an individual providing the information
As evidence, or to obtain evidence, to discipline
the individual providing the information
As evidence, or to obtain evidence, to assert
affirmative claims on behalf of the government
against an individual providing the information
As evidence, or to obtain evidence, before admin-
istrative bodies, such as officer evaluation boards
(USN) or field performance boards, (USMC)
pertaining to the individual providing the
information
As evidence, or to obtain evidence, in any other
administrative or judicial proceeding affecting
the individual providing the information
PRE-MISHAP PLANS
No one plans to have a mishap, but your
effectiveness in conducting an investigation may
depend on preplanning in case a mishap happens.
Aviation squadrons have pre-mishap plans. These plans
tell who to call and what actions to take when you are
first notified of a mishap. Nearly every airport and large
community has drills and plans to combat disasters.
Pre-mishap plans are highly recommended for every
ship and occupational safety and health (OSH) office.
Pre-mishap plans can range from one page to
volumes. They may consist of checklists for each type
of mishap. They must provide clear, concise instructions
on what to do and when to do it. They should provide
for
saving and maintaining an alarm system or
method,
saving lives,
protecting lives and property from more loss, and
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